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Garden Stage Limited (GSIW) investor relations material

Garden Stage Limited Registration Filing summary

Complete event summary combining all related documents: earnings call transcript, report, and slide presentation.
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Registration Filing summary3 Mar, 2025

Management team and governance

  • Principal executive, financial, and accounting officer is Sze Ho Chan, who also serves as CEO and director.

  • Board includes directors Ngan Sammy Shum, Sheung Chi Steven Wu, B Ray Billy Tam, Kevin Guan, and Kit Wa To.

  • U.S. legal representation provided by Cogency Global Inc., signed by Colleen A. De Vries as Senior Vice-President.

Offering details and pricing

  • Registration statement filed on Form F-3 for a delayed or continuous offering under Rule 415.

  • Securities may be offered from time to time after the effective date as determined by the registrant.

  • Amendment filed to clarify that certain exhibits will be filed separately on Form T-1.

Risk factors and disclosures

  • Indemnification of directors and officers is provided except in cases of willful neglect or default; indemnification for Securities Act liabilities is unenforceable under U.S. law.

  • Any underwriting agreement will also provide for indemnification in certain cases.

Reason for separate T-1 filing for Exhibits 25.1/25.2
Impact of SEC's view on director indemnification?
When will the registration statement become effective?
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Next Garden Stage Limited earnings date

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H1 202525 Dec, 2025
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Frequently asked questions

Garden Stage Limited is a financial services company based in Hong Kong. The company offers a range of services, including securities dealing and brokerage, underwriting and placing services, investment advisory, and asset management. The asset management services include discretionary account management and fund management, catering primarily to clients in the financial sector. Garden Stage Limited operates through its subsidiaries, I Win Securities Limited and I Win Asset Management Limited, which are licensed under Hong Kong’s Securities and Futures Ordinance to conduct various regulated activities. The company is headquartered in Hong Kong, and its shares are listed on the NASDAQ.

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