Alpha Modus Holdings (AMOD) Registration filing summary

Company overview and business model

• Operates an IP-driven platform focused on AI-powered retail intelligence, offering patented technologies for in-store analytics, digital engagement, and connected commerce.

• Monetizes a robust patent portfolio through licensing, enforcement, and strategic partnerships, targeting retailers, integrators, and service providers.

• Provides services for underbanked populations via kiosks and mobile applications, with national deployment plans.

• Maintains a lean operations team, focusing on R&D and licensing, with a small internal sales force and external legal support for enforcement.

• Holds strategic alliances with technology partners to expand market reach and integrate AI solutions in retail environments.

Financial performance and metrics

• Reported net income of $4.1M for 2024, driven by a gain in fair value of earnout shares, but had an operating loss of $834,895 and negative cash flow from operations of $1.68M.

• For the nine months ended September 30, 2025, posted a net loss of $7.35M, with no revenue and cash of $75,705 at period end.

• Operating expenses increased significantly in 2025 due to higher professional fees, payroll, and investor relations costs.

• Auditors issued a going concern qualification due to recurring losses, lack of revenue, and net capital deficiency.

• Company expects to incur significant expenses and will need to raise at least $2.5M in additional capital to maintain growth plans.

Use of proceeds and capital allocation

• Will not receive proceeds from the resale of shares or warrants by selling securityholders; only potential proceeds from warrant exercises, which are unlikely in the near term due to exercise prices exceeding current trading prices.

• Any proceeds from warrant exercises would be used for working capital and general corporate purposes.

• Capital allocation is focused on R&D, patent enforcement, and expanding licensing and service operations.