electroCore (ECOR) Registration Filing summary

Management team and governance

• CEO is Daniel S. Goldberger; CFO is Joshua S. Lev; F. Peter Cuneo serves as Chairman of the Board.

• Board includes Thomas J. Errico, M.D., John P. Gandolfo, Julie A. Goldstein, Thomas M. Patton, Charles S. Theofilos, M.D., and Patricia Wilber.

• Directors and officers have entered into indemnification agreements providing broad protection against liabilities, except for willful misconduct.

• Certificate of incorporation and bylaws limit director liability and provide for indemnification to the fullest extent permitted by Delaware law.

• Directors' and officers' liability insurance is in place to cover defense, settlement, or judgment costs in certain circumstances.

Risk factors and disclosures

• Indemnification for liabilities under the Securities Act may be unenforceable as it is against public policy according to the SEC.

Offering details and pricing

• Registration statement covers up to $100,000,000 of securities, including $46,248,961 of unsold securities from a prior registration.

• Securities may be offered from time to time or at one time after effectiveness, depending on market conditions.

• Filing fees previously paid for unsold securities will be applied to this offering.

• All expenses related to issuance and distribution will be borne by the company.