Vuzix (VUZI) Registration Filing summary

Management team and governance

• CEO and Principal Executive Officer is Paul Travers, with signature authority on the filing.

• Grant Russell serves as Chief Financial Officer and Director, also acting as Principal Financial and Accounting Officer.

• Board includes Alasdair MacKinnon, Timothy Harned, and Paula Whitten-Doolin as directors.

Offering details and pricing

• Registration statement filed on Form S-3/A for a shelf offering, allowing securities to be sold from time to time after effectiveness.

• Filing is an amendment to a previous registration statement, with the amendment limited to the inclusion of a new exhibit.

• Securities may be offered on a delayed or continuous basis under Rule 415.

Underwriters and syndicate

• Legal counsel for the offering is Sichenzia Ross Ference Carmel LLP, with named attorneys Gregory Sichenzia and Jeff Cahlon.